Patricia Ann Collins

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
TX	RA	APPROVED_RES	2015-04-27

NY RA
APPROVED

Since 2021-08-03
TX RA
APPROVED_RES

Since 2015-04-27

Branch Locations

1250 Pittsford Victor Rd. Bldg. 200 Suite 360, Pittsford, NY 14534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Pittsford	NY	05/2004	Present

05/2004 → Present

Lpl Financial, Llc

Pittsford, NY

Other Businesses

1. 5/24/2004 - DBA ONLY - UPSTATE PROFESSIONAL PLANNING SERVICES - PITTSFORD, NY. 2. 11/13/2015 * Collins& Laese LLC * Business Entity For Tax/Investment Purposes Only * NOT INV REL * 1250 Pittsford-Victor Rd., Bldg 200, Ste 360, Pittsford, NY 14534 * START 06/05/2009 * 0 HRS/MO SPENT DURING SECS TRDG HRS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1985-05-13

S63 Uniform Securities Agent State Law Examination

1985-05-13

Other Names

Patricia Ann Cotter

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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