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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-26 |
| ID | RA | APPROVED | 2014-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Boise | ID | 12/2014 | Present |
| Finra | Idaho | ID | 07/2018 | Present |
(1)Name of Business: FINRA Address: TBD, TBD, TBD, TBD, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 07/31/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Dispute Resolution Arbitrator
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-20 |
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