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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-01-02
  • IL RA
    APPROVED
    Since 2009-01-02

Branch Locations

1438 Techny Rd, Northbrook, IL 60025 • United States

Glenview, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Northbrook IL 02/1999 Present
Insurance - Non-Variable Glenview IL 01/2007 Present
Susan S. Hall, Cdfa Glenview IL 10/2013 Present
Raymond James Financial Services Advisors, Inc Northbrook IL 01/2009 Present
  • 02/1999 → Present
    Raymond James Financial Services, Inc.
    Northbrook, IL
  • 01/2007 → Present
    Insurance - Non-Variable
    Glenview, IL
  • 10/2013 → Present
    Susan S. Hall, Cdfa
    Glenview, IL
  • 01/2009 → Present
    Northbrook, IL
Other Businesses

(1)Name of Business: Susan Hall Address: 2420 Ravine Way Suite 200, Glenview, IL, 60025, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/10/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Non-variable insurance sales (2)Name of Business: Susan S. Hall, CDFA Address: 2420 Ravine Way Ste 200, Glenview, IL, 60025, United States Activity Type: Certified Divorce Financial Analyst Position/Title: Investment Related: Yes Start Date: 10/02/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-19
S63 Uniform Securities Agent State Law Examination 1991-08-07
  • S65 Uniform Investment Adviser Law Examination
    1996-10-19
  • S63 Uniform Securities Agent State Law Examination
    1991-08-07
Other Names
  • Susan S Hall

View on SEC IAPD

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