John Joseph Duval

Current Employers

Kelly & Associates, Llc

Palm Bay, FL • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2015-04-09

ME RA
APPROVED

Since 2015-04-09

Branch Locations

Manchester, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kelly & Associates, Llc	West Palm Beach	FL	03/2015	Present
John Duval Associates	Red Hook	NY	09/2001	Present

03/2015 → Present

Kelly & Associates, Llc

West Palm Beach, FL
09/2001 → Present

John Duval Associates

Red Hook, NY

Other Businesses

NAME OF OTHER BUSINESS: JOHN DUVAL ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: RED HOOK, NY; NATURE OF BUSINESS: LITIGATION CONSULTANT; POSITION: OWNER; START DATE: 09/2001; APPROX HOURS/MONTH: 50% OF TIME DEVOTED; DUTIES: LITIGATION CONSULTANT AND EXPERT WITNESS, TESTIMONY IN FINRA CASES INVOLVING SECURITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-04
S63	Uniform Securities Agent State Law Examination	1985-03-01

S65 Uniform Investment Adviser Law Examination

2006-01-04
S63 Uniform Securities Agent State Law Examination

1985-03-01

Other Names

John Joseph Duval
John Joseph (Sr) Duval

View on SEC IAPD