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Charles Kevin Dudek

Morgan Stanley

Cleveland, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-24
OH RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-24
  • OH RA
    APPROVED
    Since 2009-06-01

Branch Locations

200 Public Square Suite 2600, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Cleveland OH 08/1994 Present
Morgan Stanley Smith Barney Cleveland OH 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 08/1994 → Present
    Citigroup Global Markets Inc.
    Cleveland, OH
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Cleveland, OH
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-02-26
  • S63 Uniform Securities Agent State Law Examination
    1985-02-26
Other Names
  • Charles K Dudek

View on SEC IAPD

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