Ronald Cheong Ming Shih

Current Employers

Employment History

• 05/2014 → Present
  Lpl Financial Llc
  Rosemont, IL
• 05/2014 → 08/2021
  Level Four Advisory Services
  Rosemont, IL
• 08/2021 → Present
  Highpoint Advisor Group, Llc (Dba: Highpoint Advisor Group)
  Rosemont, IL

Previous Registrations

• 2021-08-27 → 2021-12-31
  Highpoint Planning Partners
  Rosemont, IL
  Chicago, IL
  Downers Grove, IL
• 2014-05-20 → 2021-08-27
  Level Four Advisory Services
  Dallas, TX
  Rosemont, IL
• 2004-04-14 → 2014-05-21
  New England Securities
  Northbrook, IL
  Chicago, IL
• 2000-02-02 → 2004-02-27
  Osaic Fa, Inc.
  Chicago, IL

Other Businesses

1. 05/09/2014 - RSM FINANCIAL SOLUTIONS/ DBA ONLY/ 100%/ ROSEMONT, IL 2. 05/09/2014 - EUGENE COHEN AGENCY/ FIXED INSURANCE SALES/ 10%/ ROSEMONT, IL 3. 05/09/2014 - MIDWEST CERTIFIED INSURANCE/ FIXED INSURANCE SALES/ 5%/ ROSEMONT, IL 4. 05/09/2014 - CRUMP INSURANCE AGENCY/ FIXED INSURANCE SALES/ 10%/ ROSEMONT, IL 5. 9/21/2021 - HighPoint Planning Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/26/2021. 6. 9/23/2021 - HighPoint Advisor Group, LLC - DBA: (Hybrid) Highpoint Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/26/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 08/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1986-03-18