Daniel Joseph Colich

Current Employers

Oakwood Capital, Inc.

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-04-07
AZ	RA	APPROVED	2022-11-18
MN	RA	APPROVED	2014-01-17

PA RA
APPROVED

Since 2025-04-07
AZ RA
APPROVED

Since 2022-11-18
MN RA
APPROVED

Since 2014-01-17

Branch Locations

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Chanhassen, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oakwood Capital Securities, Inc.	Minneapolis	MN	08/2008	Present

08/2008 → Present

Oakwood Capital Securities, Inc.

Minneapolis, MN

Previous Registrations

2014-01-17 → 2020-12-31

Oakwood Capital, Inc.

St. Louis Park, MN
2001-11-15 → 2008-08-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

St Paul, MN

Saint Paul, MN

Other Businesses

INVESTMENT ADVISOR REPRESENTATIVE OF OAKWOOD CAPITAL INC. (OC) 600 HIGHWAY 169 S, SUITE 1410, MINNEAPOLIS, MN 55426. (INVESTMENT RELATED BUSINESS - OC IS AN SEC REGISTERED INVESTMENT ADVISOR) AFFILIATED WITH OC 1/1/2009. APPROXIMATELY 100 HOURS PER MONTH (BASED ON 160 WORKING HOURS IN A MONTH) ARE SPENT ON OC BUSINESS DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-02-15
S66	Uniform Combined State Law Examination	1998-09-17
S63	Uniform Securities Agent State Law Examination	1985-01-22

S65 Uniform Investment Adviser Law Examination

2006-02-15
S66 Uniform Combined State Law Examination

1998-09-17
S63 Uniform Securities Agent State Law Examination

1985-01-22

View on SEC IAPD