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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-07-16
TX RA APPROVED 2023-06-27
AZ RA APPROVED 2021-12-01
  • WA RA
    APPROVED
    Since 2023-07-16
  • TX RA
    APPROVED
    Since 2023-06-27
  • AZ RA
    APPROVED
    Since 2021-12-01

Branch Locations

11711 Se 8Th Street Ste 201, Bellevue, WA 98005 • United States

Surprise, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management, Inc. Surprise AZ 12/2004 Present
Thrivent Financial For Lutherans Appleton WI 12/2004 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-22
S63 Uniform Securities Agent State Law Examination 1985-02-13
  • S65 Uniform Investment Adviser Law Examination
    1998-05-22
  • S63 Uniform Securities Agent State Law Examination
    1985-02-13
Designations
Other Names
  • Dave Ronald Coltom

View on SEC IAPD

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