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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-28 |
| CA | RA | APPROVED | 2009-06-15 |
Branch Locations
400 Spectrum Center Dr Ste 2160, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mission Viejo | CA | 06/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mission Viejo | CA | 11/2016 | Present |
47 RANCH N. TEXAS, LLC; NOT INVESTMENT RELATED; JUNE LAKE,CA; 10.2% OWNERSHIP WITH SPOUSE; START DATE 02/24/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; SHARED HOME FOR RECEREATIONAL USE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-04 |
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