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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-18 |
| CA | RA | APPROVED | 2023-09-15 |
Branch Locations
3027 Townsgate Rd Ste 200, Westlake Village, CA 91361-5863 • United States
Indian Wells, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services,Inc | Woodlandhills | CA | 09/2015 | 09/2023 |
| Raymond James Financial Services Advisors Inc. | Woodland Hills | CA | 09/2015 | 09/2023 |
| 101St Airborne Association | Pacific Palisades | CA | 02/2019 | 10/2019 |
| Ameriprise Financial Services, Llc | Westlake Village | CA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-04 |
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