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Stephen Sidney Guss

Sound Investment Strategies, Inc.

Langley, WA

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Current Employers
Sound Investment Strategies, Inc.

22722 29Th Dr Se Suite 100, Bothell, WA 98021 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2007-06-20
  • WA RA
    APPROVED
    Since 2007-06-20

Branch Locations

Langley, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sound Investment Strategies, Inc. Mukilteo WA 06/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-13
S63 Uniform Securities Agent State Law Examination 1985-02-06
  • S65 Uniform Investment Adviser Law Examination
    2006-09-13
  • S63 Uniform Securities Agent State Law Examination
    1985-02-06
Other Names
  • Stephen S Guss

View on SEC IAPD

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