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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29

Branch Locations

Philadelphia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zeplinski & Slowik Accounting Partnershi Philadelphia PA 01/1985 Present
Voya Financial Advisors Des Moines IA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/1985 → Present
    Zeplinski & Slowik Accounting Partnershi
    Philadelphia, PA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Des Moines, IA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

NAME OF ENTITY:Zeplinski & Slowick; No; 3649 CHESTERFIELD RD; PHILAPELPHIA; PA; 19114; tax preparation; owner; 1/1/1985; 32; 32; income tax preparation services|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3649 CHESTERFIELD RD; PHILADELPHIA; PA; 19114; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 6/10/2009; 32; 32; SALES OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-05-10
  • S63 Uniform Securities Agent State Law Examination
    1985-05-10
Designations
Other Names
  • Lorraine R Zeplinski

View on SEC IAPD

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