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Stephanie Kay Shaffer

LPl Financial LLC

Bloomington, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • MN RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

3601 Minnesota Dr, Ste 550, Bloomington, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Bloomington MN 08/2006 07/2021
Various Insurance Carriers For W&R Insurance Agencies Coon Rapids MN 12/2006 07/2021
Jason Ledermann Bloomington MN 01/2011 07/2021
The Lakeshore Group, Llc Bloomington MN 01/2018 07/2021
Matthew Anderson Bloomington MN 10/2019 07/2021
Steph & Jacquie Llc Coon Rapids MN 01/2017 09/2019
Lpl Financial Llc Bloomington MN 07/2021 Present
  • 08/2006 → 07/2021
    Waddell & Reed, Inc.
    Bloomington, MN
  • 12/2006 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Coon Rapids, MN
  • 01/2011 → 07/2021
    Jason Ledermann
    Bloomington, MN
  • 01/2018 → 07/2021
    The Lakeshore Group, Llc
    Bloomington, MN
  • 10/2019 → 07/2021
    Matthew Anderson
    Bloomington, MN
  • 01/2017 → 09/2019
    Steph & Jacquie Llc
    Coon Rapids, MN
  • 07/2021 → Present
    Bloomington, MN
Previous Registrations
  • 2011-01-24 → 2021-07-21
    Waddell & Reed
    Savage, MN
    Bloomington, MN
Other Businesses

1-1/1/2018-The Lakeshore Group/DBA for LPL Business (entity for LPL business)/Investment Related/0/3601 Minnesota Drive Suite 550, Bloomington , MN, , 55435 2-7/21/2021-STEPHANIE SHAFFER/Non-Variable Insurance/Investment Related/0/3601 Minnesota Drive Suite 550, Bloomington , MN, , 55435 3-1/1/2020-Lakeshore Group Wealth Management/DBA for LPL Business (entity for LPL business)/Investment Related/0/3601 Minnesota Drive Suite 550, Bloomington , MN, , 55435

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-29
S63 Uniform Securities Agent State Law Examination 2006-10-04
  • S65 Uniform Investment Adviser Law Examination
    2010-12-29
  • S63 Uniform Securities Agent State Law Examination
    2006-10-04
Other Names
  • Stephanie Kay Johnson
  • Stephanie Shaffer

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