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Wilmington Trust Center 1100 North Market Street, Wilmington, DE 19890-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Private Client Wealth Llc | Boston | MA | 09/2015 | 08/2021 |
| Td Bank, N.A. | Boston | MA | 09/2015 | 08/2021 |
| Wilmington Trust, Na | Boston | MA | 08/2021 | Present |
1.) Name of Entity: Duxbury Yacht Club 2.) Address of Entity: PO Box 2804, 489 Washington Street, Duxbury, MA 02332 3.) Type of Business: 501(c)(7) 4.) Position: Treasurer 5.) Duties/Responsibilities: Oversee club financials and pay bills 6.) Compensation received: $0 7.) Is this Outside Business Activity investment related? No 8.) Approximate amount of time devoted on a monthly basis: 5 hours 9.) Approximate amount of time devoted during normal trading hours: 0 hours 10.) Date of Initial involvement with organization: 09/01/2019 11.) To the best of your knowledge, is there any current or prospective business relationship between the entity and TDPCW? No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-26 |
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