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Stephen Maxwell Ennis

LPl Financial LLC

Pensacola, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-01-18
FL RA APPROVED 1997-12-04
  • TX RA
    APPROVED_RES
    Since 2012-01-18
  • FL RA
    APPROVED
    Since 1997-12-04

Branch Locations

3298 Summit Blvd. Ste. 27, Pensacola, FL 32503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.) Pensacola FL 12/1997 Present
  • 12/1997 → Present
    Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.)
    Pensacola, FL
Other Businesses

(1) 09/13/1999 - THE ENNIS COMPANY - Investment Related - At Reported Business Location(s) - CORP, INDEPENDENT INSURANCE AGENCY. (2) 09/15/1999 - THE ENNIS COMPANY - Investment Related - At Reported Business Location(s) - CORP, INDEPENDENT INSURANCE BROKERS. (3) 10/20/2008 - THE ENNIS COMPANY - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - 35% OF TIME SPENT - INDEPENDENT INSURANCE CO, AS WELL AS DBA. (4) 10/23/2008 - ENNIS AND ASSOC - Investment Related - 3298 Summit Blvd Suite 27 Pensacola, FL - Other-Real Estate - 1% OF TIME - OWN THE BUILDING, 3298 SUMMIT BLVD SUITE 27 PENSACOLA, FL. THIS IS THE OFFICE OF THE LPL FINANCIAL BRANCH. (5) 07/22/2011 - No Business Name - Investment Related - 3298 SUMMIT BLVD. STE. 27, PENSACOLA, FL 32503 - REAL ESTATE RENTAL - NO TIME SPENT - WE HAVE LEASED AN OFFICE TO A COMMERCIAL REAL ESTATE AGENT,GULF COASTAL CONCEPTS REALTY, LLC. THE OFFICE IS CLOSED AND LOCKED AND SEPARATE FROM OUR BUSINESS AND HAS IT'S OWN FAX/PHONE/INTERNET ACCESS. THERE IS SEPARATE SIGNAGE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-06-09
  • S63 Uniform Securities Agent State Law Examination
    1987-06-09
Other Names
  • Steve Ennis

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