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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-06-26 |
| DE | RA | APPROVED | 2026-05-27 |
| VA | RA | APPROVED | 2026-04-30 |
| IL | RA | APPROVED | 2026-02-24 |
| SC | RA | APPROVED | 2026-02-23 |
| GA | RA | APPROVED | 2025-09-18 |
| MA | RA | APPROVED | 2025-09-02 |
| TX | RA | APPROVED | 2025-08-14 |
| FL | RA | APPROVED | 2025-07-21 |
| CT | RA | APPROVED | 2025-07-16 |
| NJ | RA | APPROVED | 2025-07-14 |
| PA | RA | APPROVED | 2025-05-19 |
| IA | RA | APPROVED | 2025-03-26 |
| WI | RA | APPROVED | 2025-01-21 |
| OH | RA | APPROVED | 2024-12-12 |
| WA | RA | APPROVED | 2024-03-26 |
| NY | RA | APPROVED | 2024-02-08 |
Branch Locations
200 Broadhollow Road Suite 405, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | 08/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 05/2023 |
| Alpha Centric Funds | Halesite | NY | 06/2023 | 11/2023 |
| Guardian Life Insurance Company | Melville | NY | 12/2023 | Present |
| Park Avenue Securities Llc | Melville | NY | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-21 |
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