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4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Partners Investment Advisors, Inc | Rye Brook | NY | 01/2003 | 02/2018 |
| Unemployed | White Plains | NY | 03/2018 | 10/2018 |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 02/2019 | 07/2020 |
| Federal Express | Elmsford | NY | 10/2018 | 01/2019 |
| Sterling Capital Management Llc | Jupiter | FL | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-03 |
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