Lisa Marie Santo

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-05-20
NY	RA	APPROVED	2021-08-30
TX	RA	APPROVED_RES	2020-05-18

FL RA
APPROVED

Since 2025-05-20
NY RA
APPROVED

Since 2021-08-30
TX RA
APPROVED_RES

Since 2020-05-18

Branch Locations

South Palm Beach, FL • United States

55 East 52Nd Street 12Th Floor, New York, NY 10055 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley

New York, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Other Businesses

1. ODYSSEY ART AT SEA; NOT INVESTMENT RELATED; SLEEPY HOLLOW, NY; PRIVATE COMPANY; ART INSTRUCTOR; START DATE: 01/2009; DURING BUSINESS HOURS: 0; 2. Lisa Santo; Not investment related; Self-employed; Artist; Start date: 10/2009; During business hours: 0; After business hours: 1-2 3. *402438 - Trust; Investment related - Yes; Brooklyn, NY; Trust; Power of Attorney, Trustee/Co-Trustee (proprietor, partner, officer, director, employee, trustee, agent); June/2020; During business hours: 0; After business hours: 3; Business Management

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-06-16
S63	Uniform Securities Agent State Law Examination	1985-07-17

S65 Uniform Investment Adviser Law Examination

2000-06-16
S63 Uniform Securities Agent State Law Examination

1985-07-17

Designations

Other Names

Lisa Marie Polizzisanto
Lisa Marie Polizzi
Lisa M Polizzi

View on SEC IAPD