Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-04-10
MI RA APPROVED 2017-02-13
  • IN RA
    APPROVED
    Since 2024-04-10
  • MI RA
    APPROVED
    Since 2017-02-13

Branch Locations

8585 Broadway Ste 800, Merrillville, IN 46410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Birmingham MI 02/2017 Present
Not Employed Farmington Hills MI 01/2016 02/2017
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-11
S63 Uniform Securities Agent State Law Examination 1998-05-08
  • S65 Uniform Investment Adviser Law Examination
    2015-05-11
  • S63 Uniform Securities Agent State Law Examination
    1998-05-08
Other Names
  • Alicia O'NEal
  • Alicia Jackson

View on SEC IAPD

More in Merrillville, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor