Paul Robert Gross

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2025-09-30
CA	RA	APPROVED	2021-07-21
TX	RA	APPROVED_RES	2021-07-21

NV RA
APPROVED

Since 2025-09-30
CA RA
APPROVED

Since 2021-07-21
TX RA
APPROVED_RES

Since 2021-07-21

Branch Locations

Las Vegas, NV • United States

30141 Agoura Rd Ste 200, Agoura Hills, CA 91301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc	Calabasas	CA	02/2013	07/2021
Various Insurance Carriers For W & R Insurance Agencies	Calabasas	CA	02/2013	07/2021
New Directions For Youth	North Hollywood	CA	03/2013	Present
Woodland Hills Rotary	Woodland Hills	CA	10/2014	06/2018
Caring Hand For Children	West Hills	CA	07/2015	Present
Prg & Associates, Llc,	Calabasas	CA	01/2021	Present
Lpl Financial, Llc	Calabasas	CA	07/2021	Present

02/2013 → 07/2021

Waddell & Reed, Inc

Calabasas, CA
02/2013 → 07/2021

Various Insurance Carriers For W & R Insurance Agencies

Calabasas, CA
03/2013 → Present

New Directions For Youth

North Hollywood, CA
10/2014 → 06/2018

Woodland Hills Rotary

Woodland Hills, CA
07/2015 → Present

Caring Hand For Children

West Hills, CA
01/2021 → Present

Prg & Associates, Llc,

Calabasas, CA
07/2021 → Present

Lpl Financial, Llc

Calabasas, CA

Previous Registrations

2013-02-07 → 2021-07-21

Waddell & Reed

Torrance, CA

Los Angeles, CA

Las Vegas, NV

Calabasas, CA
2012-04-05 → 2013-01-30

Morgan Stanley

Woodland Hills, CA

Other Businesses

1. 07/21/2021 - Malibu Canyon Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/21/21. 2. 07/21/2021 - PRG & Associates, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/15/2020 - 1 Hour Per Month. 3. 04/05/2022 - Malibu Canyon Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 07/26/2021 - 20 Hours Per Month/10 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-04-04

S66 Uniform Combined State Law Examination

2012-04-04

Other Names

Paul Gross

View on SEC IAPD