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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-10-25 |
| CT | RA | APPROVED | 2022-10-24 |
Branch Locations
8 Wright Street, Westport, CT 06880-4701 • United States
Ridgefield, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Purchase | NY | 06/2015 | 06/2022 |
| Ubs Financial Services Inc | Weehawken | NJ | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-29 |
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