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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-10-25
CT RA APPROVED 2022-10-24
  • NJ RA
    APPROVED
    Since 2022-10-25
  • CT RA
    APPROVED
    Since 2022-10-24

Branch Locations

8 Wright Street, Westport, CT 06880-4701 • United States

Ridgefield, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Purchase NY 06/2015 06/2022
Ubs Financial Services Inc Weehawken NJ 08/2022 Present
Previous Registrations
  • 2016-08-23 → 2022-06-14
    Purchase, NY
    Purchase, NY
    Purchase, NY
    Purchase, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-22
S63 Uniform Securities Agent State Law Examination 1988-06-29
  • S66 Uniform Combined State Law Examination
    2016-08-22
  • S63 Uniform Securities Agent State Law Examination
    1988-06-29
Other Names
  • Denise Marie Lefebvre
  • Denise Marie Lefebure
  • Denise Marie Corsetti

View on SEC IAPD

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