Christopher John Genzler

Current Employers

Employment History

• 05/2012 → 09/2020
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 08/2012 → Present
  Forum Financial Management, Lp
  Lombard, IL

Previous Registrations

• 1998-06-10 → 2012-05-08
  Cetera Investment Advisers Llc
  Lombard, IL
  Schaumburg, IL
  Downers Grove, IL

Other Businesses

1) Illinois Continuity of Care Association (COC); Not investment related; 5315 N. Clark #209, Chicago, IL 60640; Nonprofit organization dedicated to enhancing the continuity of care within the healthcare system across Illinois; President, Western Cook Chapter; 7/01/2025; 5 hours per month; less than 5 hours during securities trading hours; Provides leadership for the Chapter by determining all questions of order for the Chapter, leading monthly meetings and holding other Chapter Board Members accountable. 2) BodyInsight; Not investment-related; 1900 South Highland Avenue, Suite 100, Lombard, IL 60148; Medical education not-for-profit; Treasurer and Director of Board; 4/2017; 1-5 hours/month devoted; 1-5 hours during securities trading hours; Advisor, keeping track of expenses, and taking care of tax related filings. 3) Sole Proprietor; Not investment-related; 3853 Douglas Road, Downers Grove, IL 60515; Insurance services; Insurance agent; 1/1986; 0-10 hours/month devoted; 0-10 hours during securities trading hours; Offers fixed insurance and annuity products. 4) Genzler Group, Ltd.; Not investment-related; 3853 Douglas Road, Downers Grove, IL 60515; Business planning consulting; President; 1/1994; 5-10 hours/month devoted; 1-5 hours during securities trading hours; Provide sales advice and business planning consulting to small businesses. 5) Certilife; Not investment-related; 1900 S. Highland Ave., Suite 100, Lombard, IL 60148; Elder Resources; President; 10 hours/month devoted; 10 hours during securities trading hours; Website content, marketing and overseeing business operations. 6) South Beach Condominium Assoc.; Not investment-related; 5500 South Overbrook Rd., Glen Arbor, MI 46936; Condo association; Board member/director; 05/2026; 4 hours/month devoted; 1 hour during securities trading hours; Attend board meetings as a voting member.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-11
• S63 Uniform Securities Agent State Law Examination
  1991-01-23

Designations