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Donald Neal Reynolds

Reynolds Capital Management, Inc.

Safety Harbor, FL

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Current Employers
Reynolds Capital Management, Inc.

Safety Harbor, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-01-06
  • FL RA
    APPROVED
    Since 2017-01-06

Branch Locations

Safety Harbor, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Reynolds Capital Management, Inc. Safety Harbor FL 04/2005 Present
Rogers Quimby & Associates Clearwater FL 01/2005 02/2017
Reynolds Capital Management, Inc. Safety Harbor FL 11/2016 Present
Previous Registrations
  • 2016-12-14 → 2017-02-24
    Rogers Quimby & Associates
    Clearwater, FL
  • 2005-03-14 → 2016-11-11
    Rogers Quimby & Associates
    Clearwater, FL
  • 1998-04-01 → 2005-01-20
    Banc Of America Investment Services, Inc.
    Madiera Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-15
S63 Uniform Securities Agent State Law Examination 1994-05-27
  • S65 Uniform Investment Adviser Law Examination
    2000-03-15
  • S63 Uniform Securities Agent State Law Examination
    1994-05-27
Other Names
  • Don Neal Reynolds

View on SEC IAPD

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