Gerald Jay Graves

Current Employers

Filigree Wealth Advisors, Llc

530 Technology Drive Ste 100, Irvine, CA 92618 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-09
CA	RA	APPROVED	2022-03-08

TX RA
APPROVED_RES

Since 2026-04-09
CA RA
APPROVED

Since 2022-03-08

Branch Locations

Laguna Niguel, CA • United States

530 Technology Drive Ste 100, Irvine, CA 92618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Boston Private Wealth Llc	Lake Oswego	OR	01/2016	07/2019
Congress Wealth Management, Llc	Laguna Niguel	CA	07/2019	09/2020
Congress Wealth Management, Llc	Laguna Niguel	CA	09/2020	05/2022
Filigree Wealth Advisors, Llc	Irvine	CA	03/2022	Present

01/2016 → 07/2019

Boston Private Wealth Llc

Lake Oswego, OR
07/2019 → 09/2020

Congress Wealth Management, Llc

Laguna Niguel, CA
09/2020 → 05/2022

Congress Wealth Management, Llc

Laguna Niguel, CA
03/2022 → Present

Filigree Wealth Advisors, Llc

Irvine, CA

Previous Registrations

2020-10-21 → 2022-05-16

Cw Advisors, Llc

Costa Mesa, CA

Boston, MA
2019-07-18 → 2020-12-02

Congress Wealth Management Llc

Boston, MA

Laguna Niguel, CA
2016-02-01 → 2019-07-16

Svb Wealth

Beverly Hills, CA

Lake Oswego, OR
2009-02-24 → 2016-02-12

Filigree Advisors

Lake Oswego, OR
2006-05-24 → 2008-01-04

M Financial Asset Management, Inc.

Portland, OR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-13
S63	Uniform Securities Agent State Law Examination	1985-09-06

S66 Uniform Combined State Law Examination

2006-03-13
S63 Uniform Securities Agent State Law Examination

1985-09-06