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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2005-09-13 |
| TX | RA | APPROVED | 2005-08-26 |
Branch Locations
3000 A Street Suite 100, Anchorage, AK 99503 • United States
3000 A Street, Suite 100, Anchorage, AK 99503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Anchorage | AK | 08/2005 | Present |
1) ALASKA COMMUNITY FOUNDATION / 3201 C ST #110 ANCHORAGE,AK 99503 / PROVIDE SCHOLARSHIPS TO LOCAL STUDENTS / OTHER / COMMITTEE MEMBER / INTERVIEW SCHOLARSHIP APPLICANTS / START DATE 6/2/2014 2) Passage Canal Development DBA Whittier Parking and Campground, WhittierAlaska United States-99693, Company, Boat Parking lot and campground. parking for boat parking and campground for campers, Partner, Decision making due to the business, start date- 1/5/2024, Business opportunity to own a family business in Alaska.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-05 |
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