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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
CA RA APPROVED 2007-05-29
CT RA APPROVED 2007-05-29
FL RA APPROVED 2007-05-29
NJ RA APPROVED 2007-05-29
  • NY RA
    APPROVED
    Since 2021-08-17
  • CA RA
    APPROVED
    Since 2007-05-29
  • CT RA
    APPROVED
    Since 2007-05-29
  • FL RA
    APPROVED
    Since 2007-05-29
  • NJ RA
    APPROVED
    Since 2007-05-29

Branch Locations

Red Bank, NJ • United States

Citi Wealth Management, Supervision 153 E. 53Rd Street, Fl 25, New York, NY 10022 • United States

Citi Wealth Management, Supervision Two Court Square, 12Th Fl, Long Island City, NY 11101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Long Island City NY 05/2007 Present
Previous Registrations
  • 2004-12-07 → 2007-05-29
    Citicorp Investment Services
    Long Island City, NY
    Long Island City, NY
    Long Island City, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-03
S63 Uniform Securities Agent State Law Examination 1988-11-09
  • S65 Uniform Investment Adviser Law Examination
    1995-10-03
  • S63 Uniform Securities Agent State Law Examination
    1988-11-09

View on SEC IAPD

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