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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Libertyville | IL | 01/2009 | Present |
1. 12/17/2008 - Custom Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 100% TIME SPENT 2. 02/26/2009 - NO BUSINESS NAME - NOT INV REL - Notary - I'd like to be able to offer Notary Public to clients only at no additional expense to them 3. 9/6/2018 - Ultragenyx - Not Investment Related - Locations would vary based on where clinicians, patients and caregivers will be available. - Volunteer Ambassador - Started 08/30/2018 - 10 Hours Per Month During Securities Trading - Involved in a clinical trial for a drug to treat XLH. 4. 09/16/2021 - No Business Name - Not Investment Related - Location: Online - Outside/W-2 Employment - Start Date: 08/01/2020 - 40 Hours Per Month/0 Hours During Securities Trading - Instagram Account. 5. 2/1/2022 - No Business Name - Not Investment Related - Location/Address: Indiana University Hospital - Other-Clinical Trial - Volunteer - Started 12/10/2015 - 10 Hours Per Month During Securities Trading - Volunteer for a LONG TERM clinical trial for Ultragenyx for a drug/treatment for XLH (X-linked hypophosphatemic rickets).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-14 |
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