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Linda Brandi Mozzone

LPl Financial LLC

Tucson, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-01-16
  • IL RA
    APPROVED
    Since 2009-01-16

Branch Locations

Tucson, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Libertyville IL 01/2009 Present
Previous Registrations
  • 2008-01-01 → 2009-02-10
    Lake Forest, IL
  • 2000-12-20 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Lake Forest, IL
    Lake Forest, IL
    St. Louis, MO
Other Businesses

1. 12/17/2008 - Custom Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 100% TIME SPENT 2. 02/26/2009 - NO BUSINESS NAME - NOT INV REL - Notary - I'd like to be able to offer Notary Public to clients only at no additional expense to them 3. 9/6/2018 - Ultragenyx - Not Investment Related - Locations would vary based on where clinicians, patients and caregivers will be available. - Volunteer Ambassador - Started 08/30/2018 - 10 Hours Per Month During Securities Trading - Involved in a clinical trial for a drug to treat XLH. 4. 09/16/2021 - No Business Name - Not Investment Related - Location: Online - Outside/W-2 Employment - Start Date: 08/01/2020 - 40 Hours Per Month/0 Hours During Securities Trading - Instagram Account. 5. 2/1/2022 - No Business Name - Not Investment Related - Location/Address: Indiana University Hospital - Other-Clinical Trial - Volunteer - Started 12/10/2015 - 10 Hours Per Month During Securities Trading - Volunteer for a LONG TERM clinical trial for Ultragenyx for a drug/treatment for XLH (X-linked hypophosphatemic rickets).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-04
S63 Uniform Securities Agent State Law Examination 1994-10-14
  • S65 Uniform Investment Adviser Law Examination
    1998-09-04
  • S63 Uniform Securities Agent State Law Examination
    1994-10-14
Other Names
  • Linda Brandiconsdorf
  • Linda Brandt Consdorf
  • Linda Brandiconsdorf
  • Linda Anna Brandi
  • Linda Brandi Consdorf
  • Linda Mozzone
  • Linda Brandi Consdorf-Mozzone

View on SEC IAPD

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