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Current Employers
Fiducient Advisors Llc

500 W Madison Street Suite 3260, Chicago, IL 60661-4593 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-26
  • CT RA
    APPROVED
    Since 2026-06-26

Branch Locations

500 W. Madison Street, Suite 3260, Chicago, IL 60661 • United States

Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-09-20
TX RA APPROVED 2022-09-20
  • CT RA
    APPROVED
    Since 2022-09-20
  • TX RA
    APPROVED
    Since 2022-09-20

Branch Locations

29 South Main Street Suite 300, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Capital Group, Llc West Hartford CT 03/2003 09/2022
Wealthspire Advisors West Hartford CT 09/2022 Present
  • 03/2003 → 09/2022
    Private Capital Group, Llc
    West Hartford, CT
  • 09/2022 → Present
    West Hartford, CT
Previous Registrations
  • 2003-06-09 → 2022-10-26
    Wealthspire Advisors
    West Hartford, CT
  • 2011-10-27 → 2016-03-31
    Kestra Investment Services, Llc
    West Hartford, CT
    West Hartford, CT
  • 1999-09-01 → 2003-06-09
    Osaic Fa, Inc.
    Windsor, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-07
S63 Uniform Securities Agent State Law Examination 1985-02-26
  • S65 Uniform Investment Adviser Law Examination
    1997-04-07
  • S63 Uniform Securities Agent State Law Examination
    1985-02-26
Designations

View on SEC IAPD

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