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500 W Madison Street Suite 3260, Chicago, IL 60661-4593 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-26 |
Branch Locations
500 W. Madison Street, Suite 3260, Chicago, IL 60661 • United States
521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-09-20 |
| TX | RA | APPROVED | 2022-09-20 |
Branch Locations
29 South Main Street Suite 300, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Capital Group, Llc | West Hartford | CT | 03/2003 | 09/2022 |
| Wealthspire Advisors | West Hartford | CT | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-26 |
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