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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-14
NJ RA APPROVED 2013-09-20
  • TX RA
    APPROVED_RES
    Since 2016-07-14
  • NJ RA
    APPROVED
    Since 2013-09-20

Branch Locations

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2013 Present
Bank Of America, N.A. New York NY 12/2013 Present
Previous Registrations
Other Businesses

1)IAD SYSTEMS INVESTOR - 1 HOUR PER YEAR COMM. 1170 WHEELER WAY #200 LANHORNE, PA 19047 I*103512 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MICHAEL CAMPBELL INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHATHAM, NEW JERSEY 7928 NATURE OF BUSINESS: OTHER,RENTAL POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/1/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COLLECT RENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-16
S63 Uniform Securities Agent State Law Examination 1985-02-11
  • S66 Uniform Combined State Law Examination
    2013-09-16
  • S63 Uniform Securities Agent State Law Examination
    1985-02-11
Other Names
  • Michael Peter Campbell

View on SEC IAPD

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