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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
8150 North Wickham Road, Melbourne, FL 32940 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Melbourne | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*385011 - Holy Trinity Episcopal Academy; Investment related - No; Melbourne ,FL; k-12 Private School; Member of the Endowment Management Committee (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020. *531930 - Roy and Barbara Stevens Charitable Trust; Investment related No; Melbourne, Florida; Civic/Community; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 12/2022 ; During business hours: 0.5; After business hours: 0; Labor/Service. *542447 - Holy Trinity Episcopal Academy; Investment Related - No; Melbourne, Florida; Education; Board Member, Finance Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2023; During Business Hours: 2; After Business Hours: 2; Labor/Service. *631084 - Farm in O'Brien County Iowa; Investment related: Yes; Melbourne, Florida; Agriculture; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 3/2025; During business hours: 0; After business hours: 0; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-22 |
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