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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-23
IN RA APPROVED 2006-03-27
OH RA APPROVED 2000-03-23
  • TX RA
    APPROVED_RES
    Since 2020-09-23
  • IN RA
    APPROVED
    Since 2006-03-27
  • OH RA
    APPROVED
    Since 2000-03-23

Branch Locations

6636 Longshore Street Suite 280, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Columbus OH 08/1998 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-24
S63 Uniform Securities Agent State Law Examination 1985-03-26
  • S66 Uniform Combined State Law Examination
    2006-03-24
  • S63 Uniform Securities Agent State Law Examination
    1985-03-26

View on SEC IAPD

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