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Carol Anne Maisonneuve

Morgan Stanley

Bloomfield Hills, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
MI RA APPROVED 2010-11-03
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • MI RA
    APPROVED
    Since 2010-11-03

Branch Locations

40705 Woodward Avenue Suite 200, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Bloomfield Hills MI 12/2016 Present
Morgan Stanley Farmington Hills MI 02/2016 12/2016
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-13
S63 Uniform Securities Agent State Law Examination 1989-02-10
  • S65 Uniform Investment Adviser Law Examination
    1992-08-13
  • S63 Uniform Securities Agent State Law Examination
    1989-02-10
Other Names
  • Carol Anne Karpinski

View on SEC IAPD

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