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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED_RES | 2025-01-24 |
Branch Locations
2000 Town Center Suite 1625, Southfield, MI 48075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Southfield | MI | 06/1998 | 01/2025 |
| Osaic Wealth, Inc. | Southfield | MI | 01/2025 | Present |
1) JAMES GASPAROTTO 2000 TOWN CENTER SUITE 1625 SOUTHFIELD MI. 48075 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING DISABILITY AND TRADITIONAL LIFE INSURANCE. START DATE: 07/01/1982 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 20 2) TEACHER/SPEAKER ON FINANCIAL SVCS TOPICS/GENERALLY THE INSURANCE INDUSTRY- NOT INVESTMENT RELATED- 3/09 TO PRESENT- 2 TRADING HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-04 |
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