Ward Wesley Molen

Current Employers

Employment History

• 07/1988 → Present
  Molen & Associates
  Houston, TX
• 05/2008 → 10/2016
  Investors Capital Corp
  Lynnfield, MA
• 10/2016 → 03/2017
  Cetera Advisors Llc
  Denver, CO
• 03/2017 → 08/2019
  1St Global Capital Corp.
  Houston, TX
• 03/2017 → 08/2017
  1St Global Advisors, Inc.
  Houston, TX
• 03/2017 → 08/2019
  1St Global Insurance Services, Inc.
  Houston, TX
• 02/1990 → Present
  Molen & Associates Llc
  Houston, TX
• 08/2019 → Present
  Centric Advisors, Llc (Formerly Majors & Mondragon, Llc)
  Houston, TX

Previous Registrations

• 2017-03-22 → 2019-08-08
  1St Global Advisors Inc
  Houston, TX
• 2016-10-03 → 2017-03-17
  Cetera Advisors Llc
  Houston, TX
• 2008-06-10 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Houston, TX
  Tustin, CA
  Houston, TX
  Gilford, NH
  Lynnfield, MA
• 2005-06-28 → 2008-06-05
  1St Global Advisors Inc
  Houston, TX

Other Businesses

1) MOLEN FAMILY HOLDINGS, INC. POSITION: President NATURE: This business is the holding company that owns the office building in which our firm is housed. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2008 ADDRESS: 11555 Champion Forest Dr., Houston TX 77066, United States DESCRIPTION: Review and approve rental interactions. 2) MOLEN TAX APP, LLC POSITION: Partner NATURE: Mobile app development INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 11555 Champion Forest Dr., Houston TX 77066, United States DESCRIPTION: N/A Inactive business 3) MOLEN FINANCIAL, LLC POSITION: Member, Manager NATURE: For the purposes of expense reimbursement and bookkeeping purposes. Not actively marketed as financial services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2015 ADDRESS: 11555 Champion Forest Drive, Houston TX 77066, United States DESCRIPTION: For the purposes of expense reimbursement and bookkeeping. Currently function as a broker/dealer for 1st Global. Currently function as the president of Molen & Associates, LLC, a tax preparation and accounting services business. Currently hold an insurance license to sell life insurance. Ward Molen is a licensed insurance agent. Start date 2017, Investment Related Y, Hours per month less than 20. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. the investment adviser always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of the investment adviser in their capacity as a licensed insurance agent

Exams

• S66 Uniform Combined State Law Examination
  2005-04-26
• S63 Uniform Securities Agent State Law Examination
  2004-10-04