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Paul Joseph Vannuki

Wells Fargo Clearing Services, LLC

Los Angeles, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-03
CA RA APPROVED 2001-03-22
  • TX RA
    APPROVED
    Since 2024-06-03
  • CA RA
    APPROVED
    Since 2001-03-22

Branch Locations

10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Los Angeles CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-24
S63 Uniform Securities Agent State Law Examination 1987-03-27
  • S65 Uniform Investment Adviser Law Examination
    2001-02-24
  • S63 Uniform Securities Agent State Law Examination
    1987-03-27

View on SEC IAPD

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