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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-05-07
FL RA APPROVED 2025-05-06
GA RA APPROVED 2025-05-06
TX RA APPROVED 2025-05-05
  • NC RA
    APPROVED
    Since 2025-05-07
  • FL RA
    APPROVED
    Since 2025-05-06
  • GA RA
    APPROVED
    Since 2025-05-06
  • TX RA
    APPROVED
    Since 2025-05-05

Branch Locations

255 Alhambra Circle Suite 201, Coral Gables, FL 33134 • United States

8950 Sw 74 Court Suite 2005, Miami, FL 33156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Coral Gables FL 07/2010 05/2025
Prana Yoga Center Miami FL 11/2005 05/2025
Janney Montgomery Scott Llc Miami FL 05/2025 Present
  • 07/2010 → 05/2025
    Raymond James And Associates
    Coral Gables, FL
  • 11/2005 → 05/2025
    Prana Yoga Center
    Miami, FL
  • 05/2025 → Present
    Miami, FL
Previous Registrations
Other Businesses

1. Sierra Investments, LLC, Miami, FL. Real Estate President w/Spouse (Owner) (05/2018). Investment related, 2 hours/month. 2. Sierra Assets, LLC, Miami, FL. Real Estate /President w/Spouse (Owner) (07/2018). Investment related, 2 hours/month. Rental Income. 3. Sierra Sunrise Homes, LLC, Miami, FL. Real Estate President w/Spouse (Owner) (06.2020). Investment related, 2 hours/month, Rental Income. 4. Sierra Beauty, LLC, Miami, FL. Real Estate President w/Spouse (Owner) (04.2021). Investment related, 2 hours/month, Rental Income. 5. Sierra Holdings, LLC, Miami, FL. Rea Estate President w/Spouse (Owner) 06.2019). Investment related, 2 hours/month, Rental Income. 6. Rental Property, Miami, FL. Owner (05.1957) - maintain property. Investment related, rental income, 2 hour/month. 7. Big Brothers and Bif Sisters, Miami, FL. Board Member (04/2010) - community awareness, and local strategic decision making. Not investment related, not compensated, 2 hours/month. 8. Coral Gables Chamber of Commerce, Coral Gables, FL. Trustee (06/2010) - decision making for planned events. Not investment related, not compensated, 2 hours/month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-24
S63 Uniform Securities Agent State Law Examination 1996-10-09
  • S65 Uniform Investment Adviser Law Examination
    2012-01-24
  • S63 Uniform Securities Agent State Law Examination
    1996-10-09
Other Names
  • Susan Gail Rutrough-Sierra
  • Susan Gail Rutrough

View on SEC IAPD

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