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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-06-18
  • MI RA
    APPROVED
    Since 2010-06-18

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

Stanwood, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Southfield MI 10/2004 Present
  • 10/2004 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Southfield, MI
Other Businesses

1. 11/02/2017 - Hannon Financial - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date 06/01/2017 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-17
S63 Uniform Securities Agent State Law Examination 2003-08-11
  • S65 Uniform Investment Adviser Law Examination
    2010-05-17
  • S63 Uniform Securities Agent State Law Examination
    2003-08-11

View on SEC IAPD

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