Matthew Gordon Clark

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-05-20
OH	RA	APPROVED	2004-01-15

TX RA
APPROVED

Since 2021-05-20
OH RA
APPROVED

Since 2004-01-15

Branch Locations

5600 Blazer Pkwy Ste 300, Dublin, OH 43017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Principal Life Ins Co	Dublin	OH	09/1999	Present
Principal Securities Inc	Dublin	OH	03/2016	Present

09/1999 → Present

Principal Life Ins Co

Dublin, OH
03/2016 → Present

Principal Securities Inc

Dublin, OH

Previous Registrations

2003-01-30 → 2003-12-31

Principal Securities, Inc.

Dublin, OH

Other Businesses

**GREAT WEST LIFE, RECEIVE VESTED RENEWALS, 1983. **JACKSON NATIONAL LIFE,1999, SERVICING EXISTING BUSINESS. **Fixed Insurance; Investment Related; Dublin, OH; Agent; Fixed life, Annuities, DI, Group, LTC, Health; Start Date: 07/08/2016; 2 hrs per month; 2 during trading hours. **BOARD MEMBER NAIFFA POSITION: Membership Chair NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2025 ADDRESS: NAIFA - Columbus, 3775 Attucks Drive, Powell OH 43065, United States DESCRIPTION: Board member trying to get other agents to join or renew their membership.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-08-13

S63 Uniform Securities Agent State Law Examination

1996-08-13

Designations

View on SEC IAPD