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Samuel Sylvanus Mcninch

Ia Network, LLC

Mt Pleasant, SC

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Current Employers
Ia Network, Llc

210 N Church St Suite 1905, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-01-01
NC RA APPROVED 2023-03-14
  • SC RA
    APPROVED
    Since 2025-01-01
  • NC RA
    APPROVED
    Since 2023-03-14

Branch Locations

Mt Pleasant, SC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Lakes & Atlantic Wealth Management And Advisory Partners Charlotte NC 04/2016 06/2018
Red Oak Capital Management Mt Pleasant SC 06/2018 02/2023
Tice Mcninch Capital Management, Inc. Mt Pleasant SC 08/1999 Present
Hayden Royal Llc Charlotte NC 04/2016 06/2018
Ia Network, Llc Charlotte NC 02/2023 Present
  • 04/2016 → 06/2018
    Great Lakes & Atlantic Wealth Management And Advisory Partners
    Charlotte, NC
  • 06/2018 → 02/2023
    Red Oak Capital Management
    Mt Pleasant, SC
  • 08/1999 → Present
    Tice Mcninch Capital Management, Inc.
    Mt Pleasant, SC
  • 04/2016 → 06/2018
    Hayden Royal Llc
    Charlotte, NC
  • 02/2023 → Present
    Charlotte, NC
Previous Registrations
  • 2019-02-05 → 2023-03-10
    Red Oak Capital Management, Inc.
    Mt Pleasant, SC
    Oak Brook, IL
    Mt. Pleasant, SC
  • 2016-04-28 → 2018-06-19
    Hayden Royal
    Mt. Pleasant, SC
    Charlotte, NC
  • 2007-11-01 → 2016-05-05
    Kestra Investment Services, Llc
    Mt. Pleaseant, SC
    Charlotte, NC
    Charlotte, NC
    Austin, TX
    Mt. Pleasant, SC
  • 2016-04-29 → 2016-05-05
    Mt. Pleasant, SC
Other Businesses

(1)Tice McNinch Capital Management; Investment related; Mount Pleasant, SC; DBA name for investment advisory services (offered through IA Network, LLC); Financial Advisor; 160 hours per month; Provide investment advice and asset management services. (2)SquiggleTrader; Investment related; Mount Pleasant, SC; Instructor; 10 hours per month; Provide training, education and coaching on how to understand, develop and manage a trend following trading system. These would not be advisory clients and this research would not be recommended specifically for their situation. (3)SquiggleTrader; Investment related; Mount Pleasant, SC; Research Provider; 2 hours per month; Sell the trade signals and research for the "100 ETF" Portfolio strategy that I manage. These would not be advisory clients and this research would not be recommended specifically for their situation. (4)Insurance Broker; Non-investment related; Mount Pleasant, SC; Insurance Sales; Insurance Agent; 5 hours per month; Offer and sell insurance to clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-06
S63 Uniform Securities Agent State Law Examination 1985-01-15
  • S65 Uniform Investment Adviser Law Examination
    1995-12-06
  • S63 Uniform Securities Agent State Law Examination
    1985-01-15
Other Names
  • Bo Mcninch
  • Samuel Sylvanus Iv Mcninch

View on SEC IAPD

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