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210 N Church St Suite 1905, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-01 |
| NC | RA | APPROVED | 2023-03-14 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great Lakes & Atlantic Wealth Management And Advisory Partners | Charlotte | NC | 04/2016 | 06/2018 |
| Red Oak Capital Management | Mt Pleasant | SC | 06/2018 | 02/2023 |
| Tice Mcninch Capital Management, Inc. | Mt Pleasant | SC | 08/1999 | Present |
| Hayden Royal Llc | Charlotte | NC | 04/2016 | 06/2018 |
| Ia Network, Llc | Charlotte | NC | 02/2023 | Present |
(1)Tice McNinch Capital Management; Investment related; Mount Pleasant, SC; DBA name for investment advisory services (offered through IA Network, LLC); Financial Advisor; 160 hours per month; Provide investment advice and asset management services. (2)SquiggleTrader; Investment related; Mount Pleasant, SC; Instructor; 10 hours per month; Provide training, education and coaching on how to understand, develop and manage a trend following trading system. These would not be advisory clients and this research would not be recommended specifically for their situation. (3)SquiggleTrader; Investment related; Mount Pleasant, SC; Research Provider; 2 hours per month; Sell the trade signals and research for the "100 ETF" Portfolio strategy that I manage. These would not be advisory clients and this research would not be recommended specifically for their situation. (4)Insurance Broker; Non-investment related; Mount Pleasant, SC; Insurance Sales; Insurance Agent; 5 hours per month; Offer and sell insurance to clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-15 |
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