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Current Employers
Gnh Chfc Advisory Services

Corpus Christi, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-02-22
  • TX RA
    APPROVED
    Since 2016-02-22

Branch Locations

Corpus Christi, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Corpus Christi TX 05/1985 Present
Gnh Chfc Advisory Services Corpus Christi TX 12/2015 Present
Previous Registrations
Other Businesses

I AM APPOINTED AS AN INDEPENDENT CONTRACTOR/AGENT W/VARIOUS LIFE AND HEALTH INSURANCE COMPANIES, FOR THE PURPOSE OF SELLING AND SERVICING CLIENT OWNED DEFERRED ANNUITIES AND HEALTH INSURANCE. THIS BUSINESS IS NOT INVESTMENT RELATED. I HAVE BEEN FUNCTIONING IN THIS CAPACITY SINCE 1985. AS I AM NEARLY COMPLETELY RETIRED FROM THIS PORTION OF MY BUSINESS, AND BECAUSE MY PRIMARY DAY-TO-DAY FOCUS IS ON INVESTMENT ADVISORY, THIS (INSURANCE) BUSINESS USUALLY TAKES FEWER THAN 5 HOURS PER MONTH, IF THAT, AND NONE OF IT DURING MARKET TRADING HOURS. OFFICE IS AT 4313 HONDURAS DR, CORPUS CHRISTI, TX 78411.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-06
S63 Uniform Securities Agent State Law Examination 1984-12-27
  • S65 Uniform Investment Adviser Law Examination
    1998-01-06
  • S63 Uniform Securities Agent State Law Examination
    1984-12-27
Designations

View on SEC IAPD

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