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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-21
WI RA APPROVED 2004-07-02
  • TX RA
    APPROVED_RES
    Since 2014-07-21
  • WI RA
    APPROVED
    Since 2004-07-02

Branch Locations

833 E. Michigan Street Suite 1100, Milwaukee, WI 53202 • United States

Mequon, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Milwaukee WI 03/2008 Present
City National Bank Milwaukee WI 08/2018 Present
Other Businesses

I AM A PASSIVE OWNER OF CALISTOGO PARTNERS LOCATED AT 3240 STONE VALLEY ROAD WEST, ALAMO CA 94507. I BEGAN THIS ENDEAVOR ON 12/2004 AND THERE IS NO ANTICIPATED END DATE AT THIS TIME. I WORK ZERO HOURS PER MONTH ON THIS PROJECT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-23
S63 Uniform Securities Agent State Law Examination 1984-12-06
  • S66 Uniform Combined State Law Examination
    2007-06-23
  • S63 Uniform Securities Agent State Law Examination
    1984-12-06

View on SEC IAPD

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