Michael Andrew Black

Current Employers

Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-07-19
TX	RA	APPROVED	2022-07-19

NY RA
APPROVED

Since 2022-07-19
TX RA
APPROVED

Since 2022-07-19

Branch Locations

425 Broadhollow Rd. Suite 325, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
National Securities Corp	Melville	NY	04/2016	07/2022
Arete Wealth Management, Llc	Chicago	IL	07/2022	Present
Arete Wealth Advisors, Llc	Chicago	IL	07/2022	Present

04/2016 → 07/2022

National Securities Corp

Melville, NY
07/2022 → Present

Arete Wealth Management, Llc

Chicago, IL
07/2022 → Present

Arete Wealth Advisors, Llc

Chicago, IL

Previous Registrations

2016-05-17 → 2022-07-21

B. Riley Wealth Advisors, Inc.

Melville, NY

Melville, NY

Other Businesses

FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED. FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-03-27

S63 Uniform Securities Agent State Law Examination

1984-03-27

View on SEC IAPD