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Charles Bryant Kerker

Quincy Wells Advisors, LLC

Chicago, IL

Delmar, NY

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Current Employers
Quincy Wells Advisors, Llc

145 South Wells, Ste 1301, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-31
  • NY RA
    APPROVED
    Since 2026-03-31

Branch Locations

145 South Wells, Ste 1301, Chicago, IL 60606 • United States

Delmar, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Next Financial Group, Inc. Hampton VA 08/1999 06/2019
Peak Brokerage Services, Llc Palm Beach Gardens FL 07/2019 11/2023
Great Point Capital, Llc Chicago IL 01/2024 03/2026
Quincy Wells Advisors, Llc Chicago IL 01/2024 Present
Quincy Wells Capital, Llc Chicago IL 03/2026 Present
  • 08/1999 → 06/2019
    Next Financial Group, Inc.
    Hampton, VA
  • 07/2019 → 11/2023
    Peak Brokerage Services, Llc
    Palm Beach Gardens, FL
  • 01/2024 → 03/2026
    Great Point Capital, Llc
    Chicago, IL
  • 01/2024 → Present
    Quincy Wells Advisors, Llc
    Chicago, IL
  • 03/2026 → Present
    Quincy Wells Capital, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-11
S63 Uniform Securities Agent State Law Examination 1985-01-05
  • S65 Uniform Investment Adviser Law Examination
    2023-05-11
  • S63 Uniform Securities Agent State Law Examination
    1985-01-05

View on SEC IAPD

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