John Michael Polanshek

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-04-10
VT	RA	APPROVED	2008-12-19

TX RA
APPROVED_RES

Since 2017-04-10
VT RA
APPROVED

Since 2008-12-19

Branch Locations

38 Eastwood Drive Suite 400, South Burlington, VT 05403 • United States

St. Albans, VT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	South Burlington	VT	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc

South Burlington, VT

Previous Registrations

2003-04-29 → 2008-12-19

Wells Fargo Clearing Services, Llc

Colchester, VT

Colchester, VT
1985-01-24 → 2003-05-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, VT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-04
S63	Uniform Securities Agent State Law Examination	1985-01-16

S65 Uniform Investment Adviser Law Examination

1994-11-04
S63 Uniform Securities Agent State Law Examination

1985-01-16

Other Names

John M Jr Polanshek

View on SEC IAPD