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N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2014-01-02 |
Branch Locations
N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great Lakes Education Loan Services | Madison | WI | 03/2006 | 06/2017 |
| Global View Capital Management, Llc | Waukesha | WI | 01/2014 | Present |
| Global View Capital Insurance Serivces, Llc | Waukesha | WI | 11/2013 | Present |
| Concordia University | Mequon | WI | 04/2018 | 09/2019 |
| Global View Capital Advisors, Llc | Waukesha | WI | 05/2013 | Present |
| Milwaukee Area Technical College (Matc) | Milwaukee | WI | 02/2020 | 02/2023 |
| Financial Aid Services | Atlanta | GA | 02/2023 | Present |
[1] GLOBAL VIEW CAPITAL INSURANCE SERVIES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC.; YES-INVESTMENT RELATED; HEADQUARTERS OFFICE: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: NOVEMBER 2013; APPROX. 10 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-10-2013; APPROX. 10 ADVISORY HRS/MONTH; APPROX. ZERO ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] FINANCIAL AID SERVICES; NOT INVESTMENT RELATED; ADDRESS: 180 INTERSTATE NORTH PARKWAY, SUITE 550, ATLANTA, GA 30339; NATURE: EDUCATIONAL SERVICES; POSITION: CONSULTANT; STARTED: 02.27.2023 - 12.31.2025 FULL TIME, 01.01.2026 - PRESENT, LIMITED ENGAGEMENTS; APPROX. VARIABLE HRS/MO DURING TRADING HOURS BASED ON CONSULTING ENGAGEMENTS; APPROX. ZERO HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: PROVIDE STRATEGIC LEADERSHIP AND OPERATIONAL OVERSIGHT FOR CLIENTS, ENSURING REGULATORY COMPLIANCE AND DELIVERY OF QUALITY SERVICE. OVERSEE COMPLEX FINANCIAL OPERATIONS AND AUDITS, MANAGE MULTI-MILLION-DOLLAR BUDGETS AND LEVERAGE TECHNOLOGY TO IMPROVE EFFICIENCY AND OUTCOMES FOR CLIENTS. HOURS WILL VARY BASED ON ANY ACCEPTED ENGAGEMENTS WHICH ARE EXPECTED TO OCCUR MINIMALLY OVER THE COURSE OF A YEAR. [4] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 11.04.2023; APPROX. 20 HRS/MONTH DURING TRADING HOURS; APPROX. 20 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-06 |
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