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Current Employers
Global View Capital Management Llc

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2014-01-02
  • WI RA
    APPROVED
    Since 2014-01-02

Branch Locations

Wautoma, WI • United States

N14 W23833 Stone Ridge Dr - Suite 350, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Lakes Education Loan Services Madison WI 03/2006 06/2017
Global View Capital Management, Llc Waukesha WI 01/2014 Present
Global View Capital Insurance Serivces, Llc Waukesha WI 11/2013 Present
Concordia University Mequon WI 04/2018 09/2019
Global View Capital Advisors, Llc Waukesha WI 05/2013 Present
Milwaukee Area Technical College (Matc) Milwaukee WI 02/2020 02/2023
Financial Aid Services Atlanta GA 02/2023 Present
  • 03/2006 → 06/2017
    Great Lakes Education Loan Services
    Madison, WI
  • 01/2014 → Present
    Waukesha, WI
  • 11/2013 → Present
    Global View Capital Insurance Serivces, Llc
    Waukesha, WI
  • 04/2018 → 09/2019
    Concordia University
    Mequon, WI
  • 05/2013 → Present
    Global View Capital Advisors, Llc
    Waukesha, WI
  • 02/2020 → 02/2023
    Milwaukee Area Technical College (Matc)
    Milwaukee, WI
  • 02/2023 → Present
    Financial Aid Services
    Atlanta, GA
Previous Registrations
Other Businesses

[1] GLOBAL VIEW CAPITAL INSURANCE SERVIES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC.; YES-INVESTMENT RELATED; HEADQUARTERS OFFICE: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: NOVEMBER 2013; APPROX. 10 HRS/MONTH; APPROX. ZERO HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [2] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; NATURE: MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; POSITION: INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-10-2013; APPROX. 10 ADVISORY HRS/MONTH; APPROX. ZERO ADVISORY HRS/MONTH DURING TRADING HOURS; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF GVCM ADVISORY SERVICES AND GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY IF APPLICABLE. [3] FINANCIAL AID SERVICES; NOT INVESTMENT RELATED; ADDRESS: 180 INTERSTATE NORTH PARKWAY, SUITE 550, ATLANTA, GA 30339; NATURE: EDUCATIONAL SERVICES; POSITION: CONSULTANT; STARTED: 02.27.2023 - 12.31.2025 FULL TIME, 01.01.2026 - PRESENT, LIMITED ENGAGEMENTS; APPROX. VARIABLE HRS/MO DURING TRADING HOURS BASED ON CONSULTING ENGAGEMENTS; APPROX. ZERO HRS/MO OUTSIDE TRADING HOURS; RESPONSIBILITIES: PROVIDE STRATEGIC LEADERSHIP AND OPERATIONAL OVERSIGHT FOR CLIENTS, ENSURING REGULATORY COMPLIANCE AND DELIVERY OF QUALITY SERVICE. OVERSEE COMPLEX FINANCIAL OPERATIONS AND AUDITS, MANAGE MULTI-MILLION-DOLLAR BUDGETS AND LEVERAGE TECHNOLOGY TO IMPROVE EFFICIENCY AND OUTCOMES FOR CLIENTS. HOURS WILL VARY BASED ON ANY ACCEPTED ENGAGEMENTS WHICH ARE EXPECTED TO OCCUR MINIMALLY OVER THE COURSE OF A YEAR. [4] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 11.04.2023; APPROX. 20 HRS/MONTH DURING TRADING HOURS; APPROX. 20 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-27
S63 Uniform Securities Agent State Law Examination 1984-11-06
  • S66 Uniform Combined State Law Examination
    2008-12-27
  • S63 Uniform Securities Agent State Law Examination
    1984-11-06
Other Names
  • William J. Henderson
  • William Henderson
  • Bill Henderson

View on SEC IAPD

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