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Thomas Melvin Clifford

Osaic Wealth, Inc.

Akron, OH

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-11-02
  • OH RA
    APPROVED
    Since 2018-11-02

Branch Locations

Akron, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Midland Mutual Akron OH 01/1980 Present
Manufacturers Life Insurance Co. Cleveland OH 10/1984 Present
Clifford Financial Group, Inc. Akron OH 06/1988 Present
Signator Investors, Inc. Akron OH 05/2016 11/2018
Royal Alliance Associates, Inc. Akron OH 11/2018 03/2023
Osaic Wealth Inc Akron OH 04/2023 Present
  • 01/1980 → Present
    Midland Mutual
    Akron, OH
  • 10/1984 → Present
    Manufacturers Life Insurance Co.
    Cleveland, OH
  • 06/1988 → Present
    Clifford Financial Group, Inc.
    Akron, OH
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Akron, OH
  • 11/2018 → 03/2023
    Royal Alliance Associates, Inc.
    Akron, OH
  • 04/2023 → Present
    Akron, OH
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Akron, OH
    Cincinnati, OH
  • 1999-08-19 → 2016-05-13
    Bath, OH
    St. Petersburg, FL
    St. Petersburg, FL
    Akron, OH
    Cincinnati, OH
    Cincinnati, OH
Other Businesses

1. CLIFFORD FINANCIAL GROUP, INC. 835 N. CLEVELAND MASSILLON RD., AKRON OH. INVEST-RELATED;YES. NATURE; MARKETING & SALE OF FIXED ANNUITIES & INS. (HEALTH & LIFE INS). PRESIDENT. 6/1/88. APPROX 30 HRS/WEEK. 3 HRS DURING TRADING HRS. DUTIES; MARKETING LIFE & HEALTH INS & FIXED ANNUITIES 2. CLIFFORD FINANCIAL GROUP, INC. POSITION: president NATURE: s corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 3 START DATE: 06/01/1988 ADDRESS: 2606 revere drive, akron OH 44333, United States DESCRIPTION: marketing life and health insurance and fixed annuities

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-05-06
  • S63 Uniform Securities Agent State Law Examination
    1991-05-06

View on SEC IAPD

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