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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| ME | RA | APPROVED | 2016-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2015 | Present |
1. Owner, First National Planning Group, Inc., a private entity established to facilitate securities business; as of 08/27/2015, 100% of time spent during business hours, Conducted at branch location; Investment related. 2. Clergy Activities; Various locations; Approximately 1% time spent during securities trading hours per month; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-23 |
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