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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
ME RA APPROVED 2016-08-15
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • ME RA
    APPROVED
    Since 2016-08-15

Branch Locations

Winslow, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2015 Present
Previous Registrations
  • 2000-05-19 → 2015-08-28
    Securities America Advisors, Inc.
    Hartsville, PA
    Doylestown, PA
Other Businesses

1. Owner, First National Planning Group, Inc., a private entity established to facilitate securities business; as of 08/27/2015, 100% of time spent during business hours, Conducted at branch location; Investment related. 2. Clergy Activities; Various locations; Approximately 1% time spent during securities trading hours per month; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-20
S63 Uniform Securities Agent State Law Examination 1998-01-23
  • S65 Uniform Investment Adviser Law Examination
    1998-03-20
  • S63 Uniform Securities Agent State Law Examination
    1998-01-23
Other Names
  • Steve Meidahl

View on SEC IAPD

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