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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-20
  • TX RA
    APPROVED
    Since 2023-11-20

Branch Locations

Austin, TX • United States

40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Roseville CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Roseville CA 11/2016 09/2023
&Partners Llc Nashville TN 10/2023 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Roseville, CA
  • 11/2016 → 09/2023
    Roseville, CA
  • 10/2023 → Present
    &Partners Llc
    Nashville, TN
Previous Registrations
Other Businesses

CLARWOOD ASSOCIATES LLC.; INVESTMENT RELATED; SEATTLE, WA; APARTMENT BUILDING; 23.30% OWNERSHIP. START DATE = 1999. - GREEN LAKE NORTH ASSOCIATES LLC; INVESTMENT RELATED; SEATTLE, WA; APARTMENT BUILDING; 25% OWNERSHIP; START DATE = 1995. - QUINAULT APARTMENT ASSOCIATES LLC.; INVESTMENT RELATED; SEATTLE, WA; APARTMENT BUILDING,6.122% OWNERSHIP; START DATE = 1998. - SNOWDEN ASSOCIATES II LLC; INVESTMENT RELATED; SEATTLE, WA; APARTMENT BUILDING; 45% OWNERSHIP; START DATE = 1992. - WEST HILL ASSOCIATES LLC; INVESTMENT RELATED; SEATTLE, WA; APARTMENT BUILDING; 20.59% OWNERSHIP; START DATE = 1997.; RENTAL PROPERTY UNDER GREENLAKE NORTH ASSOCIATES, INV RELATED, SEATTLE, WA, 15.7% OWNERSHIP, START: 6/1/1995, 0 HRS/MONTH, 0 HRS DURING TRADING.; RENTAL PROPERTY UNDER SNOWDON ASSOCIATES, INV RELATED, SEATTLE, WA, 45% OWNERSHIP, START: 12/1/1994, 0 HRS/MONTH, 0 HRS DURING TRADING.; RENTAL PROPERTY UNDER CLARWOOD ASSOCIATES, INV RELATED, SEATTLE, WA, 23.3% OWNERSHIP, START: 3/1/1996, 0 HRS/MONTH, 0 HRS DURING TRADING.; RENTAL PROPERTY UNDER WEST HILL ASSOCIATES, INV RELATED, SEATTLE, WA, 20.5% OWNERSHIP, START: 4/1/1999, 0 HRS/MONTH, 0 HRS DURING TRADING.; RENTAL PROPERTY UNDER QUINAULT APARTMENT ASSOCIATES, INV RELATED, SEATTLE, WA, 5.9% OWNERSHIP, START: 5/1/2002, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-27
S63 Uniform Securities Agent State Law Examination 1991-10-10
  • S65 Uniform Investment Adviser Law Examination
    1998-10-27
  • S63 Uniform Securities Agent State Law Examination
    1991-10-10

View on SEC IAPD

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