Clifford Louis Giles

Current Employers

Employment History

• 12/2014 → 09/2023
  Lpl Financial, Llc
  East Setauket, NY
• 09/2023 → Present
  Kestra Investment Services Llc
  Port Jefferson, NY
• 09/2023 → Present
  Kestra Advisory Services Llc
  Port Jefferson, NY

Previous Registrations

• 2014-12-01 → 2023-09-20
  Lpl Financial Llc
  East Setauket, NY
  Bayport, NY
• 2012-10-01 → 2014-12-12
  J.P. Morgan Securities Llc
  Bayport, NY
  Sayville, NY
• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Bohemia, NY
  East Islip, NY
  Oakdale, NY
  Bayport, NY
  Holbrook, NY
  Sayville, NY
• 2006-12-11 → 2009-05-02
  Wamu Investments, Inc.
  Patchogue, NY
  Sayville, NY
  Holbrook, NY
  Bohemia, NY
  Riverhead, NY
  East Islip, NY
  Bayport, NY
  Oakdale, NY
  Sayville, NY
  Patchogue, NY
  Hampton Bays, NY

Other Businesses

Business Name: AIB (ADVISORS INSURANCE BROKERS) POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 08/28/2023 ADDRESS: 11 Executive Park Drive, Clifton Park NJ 12065 DESCRIPTION: Product sales, placement and service. Business Name: COASTLINE WEALTH MANAGEMENT POSITION: Wealth Management Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/25/2023 ADDRESS: 1303 Main Street, Port Jefferson NY 11777 DESCRIPTION: Financial Planning Wealth Management Registered Rep Activities Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Wealth Management Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/25/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: Ongoing review of Investment Advisory Accounts

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-12-07
• S63 Uniform Securities Agent State Law Examination
  1984-12-07