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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1998-06-18 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 07/1979 | Present |
| Bank Of America, N.A. | Oakland | CA | 09/2009 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MARTHA MADRID INVESTMENT RELATED: N ADDRESS OF BUSINESS: ALBANY, CALIFORNIA 94706 POSITION, TITLE, ASSOCIATION: OTHER, OCCASIONAL TUTORING STUDENTS START DATE OF RELATIONSHIP: 11/10/2012 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TUTORING SPANISH TO STUDENTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-09 |
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